Bethany Ann Nassimos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 05/2017
  Bny Mellon
  East Syracuse, NY
• 05/2017 → 01/2022
  Cadaret, Grant & Co., Inc.
  Constantia, NY
• 01/2022 → 03/2025
  The Investment Center Inc.
  Constantia, NY
• 01/2022 → 03/2025
  Ic Advisory Services Inc.
  Constantia, NY
• 03/2025 → Present
  Lpl Financial Llc
  Constantia, NY

Previous Registrations

• 2022-01-20 → 2025-03-06
  Ic Advisory Services, Inc.
  Constantia, NY
  Bedminster, NJ
• 2019-10-22 → 2022-01-21
  Cadaret, Grant & Co., Inc.
  Pasadena, CA
  Phoenix, NY
  Syracuse, NY
  Liverpool, NY
  Syracuse, NY
  Constantia, NY

Other Businesses

1) 03/06/2025 - Torry Hill Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2017 - 130 hours per month/ 110 hours during trading 2) 03/06/2025 - Girl Scout of NYPENN - Non-profit volunteer (not on board) - Troop Leader - Not Investment Related - Home Based - Start Date 10/01/2015 - 20 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2019-10-21