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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-08-31 |
Branch Locations
920 University City Blvd, Blacksburg, VA 24060 • United States
10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Pulaski | VA | 06/2017 | Present |
| Wells Fargo Bank Na | Pulaski | VA | 09/2014 | Present |
JOES DINER, LLC, NOT INVT RELATED, BLACKSBURG, VA, 100% OWNERSHIP, START DATE 1/1/2022, 80 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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