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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-08-31
  • VA RA
    APPROVED
    Since 2017-08-31

Branch Locations

920 University City Blvd, Blacksburg, VA 24060 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Pulaski VA 06/2017 Present
Wells Fargo Bank Na Pulaski VA 09/2014 Present
Other Businesses

JOES DINER, LLC, NOT INVT RELATED, BLACKSBURG, VA, 100% OWNERSHIP, START DATE 1/1/2022, 80 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-31
S63 Uniform Securities Agent State Law Examination 2017-08-10
  • S65 Uniform Investment Adviser Law Examination
    2017-08-31
  • S63 Uniform Securities Agent State Law Examination
    2017-08-10
Other Names
  • Ricky Young

View on SEC IAPD

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