Daniel Andrew Dupont

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-22

FL RA
APPROVED

Since 2025-01-22

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

314 Taylor St, Punta Gorda, FL 33950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Ll.	Cape Coral	FL	05/2017	Present
Wells Fargo Bank Na	Cape Coral	FL	07/2015	Present
Swedish Home Kitchen	Rockford	IL	09/2008	Present

05/2017 → Present

Wells Fargo Clearing Services, Ll.

Cape Coral, FL
07/2015 → Present

Wells Fargo Bank Na

Cape Coral, FL
09/2008 → Present

Swedish Home Kitchen

Rockford, IL

Other Businesses

SWEDISH HOME KITCHEN; NOT INVESTMENT RELATED; CALEDONIA, IL; 100% OWNERSHIP; START DATE 2008; 1 HOUR PER MONTH / 0 DURING TRADING; PIE DISTRIBUTOR AND SELLER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-21
S63	Uniform Securities Agent State Law Examination	2017-08-10

S66 Uniform Combined State Law Examination

2025-01-21
S63 Uniform Securities Agent State Law Examination

2017-08-10

Other Names

Dan Dupont
Daniel Dupont

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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