Scarlett S Chapman

Current Employers

Employment History

• 08/2013 → 05/2017
  University Of Mississippi
  University, MS
• 07/2017 → 07/2022
  Thrivent Investment Management Inc
  Statesville, NC
• 09/2017 → 07/2018
  Thrivent Financial
  Appleton, WI
• 07/2018 → 07/2022
  Thrivent Financial
  Appleton, WI
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Statesville, NC
• 08/2022 → Present
  Bank Of America, N.A.
  Statesville, NC

Previous Registrations

• 2020-08-17 → 2022-07-27
  Thrivent Investment Management Inc.
  Statesville, NC
  Heathrow, FL
  Howey In The Hills, FL

Other Businesses

TRAY TRANSPORTPOSITION: Admin NATURE: Tray Transport is an expedited freight company that my father started over 20 years ago. I am in the process of learning the family business and would like to report this OBA. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2019ADDRESS: 2130 Newton Drive, Statesville NC 28677, United StatesDESCRIPTION: Administrative duties if any of our employees need vacation time.FIRST PRESBYTERIAN CHURCH SESSIONPOSITION: Elder NATURE: I have been asking to be a member of the session at my church. The session is made up of elders, of which i will be one, and they are responsible for making decisions for the church.The entity is a church. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2021ADDRESS: 125 N Meeting Street, Statesville NC 28677, United StatesDESCRIPTION: -making decisions about worship times-helping with church activities-traditional church governance duties (example; help with communion)Chapman Group of the Carolinas INC Whether the business is investment-related: NO Address of the other business: 2130 Newton Drive, Statesville, NC 28677Nature of the other business: Family transport businessYour position:Administrative HelperTitle, or relationship with the other business: n/aStart date of your relationship:January 2020Approximate number of hours/month you devote to the other business:1Number of hours you devote/month to the other business during securities trading hours:0Briefly describe your duties relating to the other business: Occasionally help with administrative tasks in my families businessI*2656285, Entity Type: Entity Charitable, Name of OBA: The Rotary Club of Greater Statesville, Address: Statesville, North Carolina, 28677, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/01/2025, No Hours: 2 Weekly, No Hours during Trading: 1 Weekly, Duties: leading weekly meetings, civic organization

Exams

• S66 Uniform Combined State Law Examination
  2020-08-14
• S63 Uniform Securities Agent State Law Examination
  2018-05-04

Other Names

• Scarlett Sharon Chapman