Inactive

Joshua Alexander Carucci

The Mather Group, LLC

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Current Employers

The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2020-09-24

IL RA
APPROVED

Since 2020-09-24

Branch Locations

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcadam Llc	Chicago	IL	06/2017	07/2017
Indiana University	Bloomington	IL	08/2013	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	07/2017	08/2020
Bank Of America, N.A.	Chicago	IL	12/2017	08/2020
The Mather Group, Llc	Chicago	IL	08/2020	02/2022
The Mather Group, Llc	Chicago	IL	02/2022	Present

06/2017 → 07/2017

Mcadam Llc

Chicago, IL
08/2013 → 05/2017

Indiana University

Bloomington, IL
07/2017 → 08/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
12/2017 → 08/2020

Bank Of America, N.A.

Chicago, IL
08/2020 → 02/2022

The Mather Group, Llc

Chicago, IL
02/2022 → Present

The Mather Group, Llc

Chicago, IL

Previous Registrations

2017-11-06 → 2020-09-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-02

S66 Uniform Combined State Law Examination

2017-11-02

Other Names

Joshua Alexander Carucci
Joshua Carucci

View on SEC IAPD

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Other Investors

James Michael Franch

HAROLD NELSON LEAVELL

CARLYLE KELLY MADDEN

PHILIP JOHN RIDOLPHI

SUSAN MARY SHACKLETTE

KRISTI LYNN MILLS

NATHANIEL MITCHELL COLEMAN

KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL

PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL

GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

GUGGENHEIM INVESTMENTS · CHICAGO, IL

PEKIN HARDY STRAUSS, INC. · CHICAGO, IL

SPIDERROCK ADVISORS, LLC · CHICAGO, IL

PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL

DOYENNE WEALTH ADVISORS · CHICAGO, IL

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