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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-07
TX RA APPROVED 2023-06-06
  • FL RA
    APPROVED
    Since 2023-06-07
  • TX RA
    APPROVED
    Since 2023-06-06

Branch Locations

Naples, FL • United States

Naples, FL • United States

4700 Tamiami Trl N, Naples, FL 34103 • United States

2201 9Th St N, Naples, FL 34103-4402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Third Ave Sips Llc Naples FL 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Virginia Beach VA 10/2019 05/2023
Towne Bank Suffolk VA 06/2019 09/2019
Gee's Group Virginia Beach VA 06/2018 08/2018
Merrill Lynch Virginia Beach VA 05/2017 08/2017
James Madison University Harrisonburg VA 01/2016 05/2019
J.P. Morgan Securities Llc Naples FL 06/2023 Present
Jpmorgan Chase Bank, N.A. Naples FL 06/2023 Present
Five Gee's Land Company, Llc Virginia Beach VA 04/2025 Present
  • 05/2026 → Present
    Third Ave Sips Llc
    Naples, FL
  • 10/2019 → 05/2023
    Virginia Beach, VA
  • 06/2019 → 09/2019
    Towne Bank
    Suffolk, VA
  • 06/2018 → 08/2018
    Gee's Group
    Virginia Beach, VA
  • 05/2017 → 08/2017
    Merrill Lynch
    Virginia Beach, VA
  • 01/2016 → 05/2019
    James Madison University
    Harrisonburg, VA
  • 06/2023 → Present
    Naples, FL
  • 06/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Naples, FL
  • 04/2025 → Present
    Five Gee's Land Company, Llc
    Virginia Beach, VA
Previous Registrations
Other Businesses

Entity Name: Third Ave Sips LLC Investment related: No Address: Private Residence No website or linkedIn Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 05/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Beverage company designed to operate at a farmers market, on Saturdays. My responsibility will be operations as well as manager. No connection to my role or JPMC. Entity Name: Five Gee's Land Company, Llc Investment related: No Address: Virginia Beach, VA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Company is a real estate holding company for a secondary residence. I am an owner. Not similar to my firm role. I am a shadow investor and have no direct role in the operations. No connection to JPMorgan Chase

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-30
  • S66 Uniform Combined State Law Examination
    2020-01-30
Other Names
  • Nick Gianascoli
  • Nicholas Gianascoli
  • Nicholas Mathew Gianascoli

View on SEC IAPD

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