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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-07 |
| TX | RA | APPROVED | 2023-06-06 |
Branch Locations
4700 Tamiami Trl N, Naples, FL 34103 • United States
2201 9Th St N, Naples, FL 34103-4402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Third Ave Sips Llc | Naples | FL | 05/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Virginia Beach | VA | 10/2019 | 05/2023 |
| Towne Bank | Suffolk | VA | 06/2019 | 09/2019 |
| Gee's Group | Virginia Beach | VA | 06/2018 | 08/2018 |
| Merrill Lynch | Virginia Beach | VA | 05/2017 | 08/2017 |
| James Madison University | Harrisonburg | VA | 01/2016 | 05/2019 |
| J.P. Morgan Securities Llc | Naples | FL | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Naples | FL | 06/2023 | Present |
| Five Gee's Land Company, Llc | Virginia Beach | VA | 04/2025 | Present |
Entity Name: Third Ave Sips LLC Investment related: No Address: Private Residence No website or linkedIn Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 05/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Beverage company designed to operate at a farmers market, on Saturdays. My responsibility will be operations as well as manager. No connection to my role or JPMC. Entity Name: Five Gee's Land Company, Llc Investment related: No Address: Virginia Beach, VA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Company is a real estate holding company for a secondary residence. I am an owner. Not similar to my firm role. I am a shadow investor and have no direct role in the operations. No connection to JPMorgan Chase
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-30 |
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