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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-07
CT RA APPROVED 2023-06-26
TX RA APPROVED 2019-03-18
RI RA APPROVED 2018-11-05
  • NY RA
    APPROVED
    Since 2026-07-07
  • CT RA
    APPROVED
    Since 2023-06-26
  • TX RA
    APPROVED
    Since 2019-03-18
  • RI RA
    APPROVED
    Since 2018-11-05

Branch Locations

West Babylon, NY • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 07/2018 Present
Providence College Providence RI 09/2014 05/2018
Cea Rome 08/2016 12/2016
Unemployed Kings Park NY 05/2018 07/2018
Merrill Lynch Manhattan NY 05/2017 08/2017
Pier 1 Imports Providence RI 12/2016 01/2017
  • 07/2018 → Present
    Lincoln, RI
  • 09/2014 → 05/2018
    Providence College
    Providence, RI
  • 08/2016 → 12/2016
    Cea
    Rome
  • 05/2018 → 07/2018
    Unemployed
    Kings Park, NY
  • 05/2017 → 08/2017
    Merrill Lynch
    Manhattan, NY
  • 12/2016 → 01/2017
    Pier 1 Imports
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2018-11-02
Other Names
  • Sean Snead

View on SEC IAPD

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