Derek Oliphant

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 08/2018
  Unemployed
  State College, PA
• 03/2016 → 05/2018
  Penn State
  State College, PA
• 05/2017 → 08/2017
  Forney Financial Solutions/Raymond James
  Altoona, PA
• 08/2018 → 07/2023
  Axa Advisors, Llc
  New York, NY
• 08/2018 → 07/2023
  Equitable Advisors, Llc
  New York, NY
• 07/2023 → 05/2025
  Forthright Capital Advisory
  Las Vegas, NV
• 07/2023 → 05/2025
  Fortright Capital
  Las Vegas, NV
• 05/2025 → Present
  J.P. Morgan Securities Llc
  Raleigh, NC
• 05/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Raleigh, NC
• 08/2018 → 07/2023
  Equitable Financial
  New York, NY

Previous Registrations

• 2023-08-07 → 2025-05-27
  Forthright Capital
  Clayton, NC
  Las Vegas, NV
• 2021-10-06 → 2023-07-25
  Equitable Advisors, Llc
  Cary, NC
  Port Matilda, PA
  Raleigh, NC
  Raleigh, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-01
• S63 Uniform Securities Agent State Law Examination
  2018-09-05

Other Names

• Derek M Oliphant
• Derek Oliphant
• Derek Marshall Oliphant