Toby Nolan Brown

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-12-21

TX RA
APPROVED

Since 2018-12-21

Branch Locations

Allen, TX • United States

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Saltgrass Steakhouse	Arlington	TX	11/2010	05/2017
Northwestern Mutual	Scottsdale	AZ	05/2017	08/2017
Tiaa-Cref Individual & Institutional Services, Llc	Allen	TX	10/2018	Present
Tiaa	Allen	TX	10/2018	Present
Learnvest Planning Services, Llc	Scottsdale	AZ	05/2017	08/2017
Cognizant	Charlotte	NC	08/2017	10/2018

11/2010 → 05/2017

Saltgrass Steakhouse

Arlington, TX
05/2017 → 08/2017

Northwestern Mutual

Scottsdale, AZ
10/2018 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Allen, TX
10/2018 → Present

Tiaa

Allen, TX
05/2017 → 08/2017

Learnvest Planning Services, Llc

Scottsdale, AZ
08/2017 → 10/2018

Cognizant

Charlotte, NC

Other Businesses

RENT HOUSE POSITION: Owner NATURE: Rental property to generate passive income and build net worth INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2021 ADDRESS: Home Address, Grand Prairie TX 75052, United States DESCRIPTION: Primary residence converting to rental property due to the purchase of new primary residence.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-12-13
S65	Uniform Investment Adviser Law Examination	2017-09-11

S63 Uniform Securities Agent State Law Examination

2018-12-13
S65 Uniform Investment Adviser Law Examination

2017-09-11

Other Names

Toby Brown
Tobias Brown
Toby Nolan Brown

View on SEC IAPD