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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-02-12 |
| TX | RA | APPROVED_RES | 2025-02-12 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of South Carolina | Columbia | SC | 08/2016 | 08/2020 |
| William Blair & Company Llc | Boston | MA | 05/2017 | 08/2017 |
| Ruffalo Noel Levitz Llc | Columbia | SC | 08/2018 | 11/2018 |
| Entourage Clothing | Columbia | SC | 06/2019 | 08/2019 |
| Nuveen Securities, Llc | Chicago | IL | 09/2020 | 01/2025 |
| Nuveen Asset Management, Llc | Chicago | IL | 09/2020 | 01/2025 |
| Morgan Stanley | Chicago | IL | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-19 |
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