Jack Frederick Gross

Ubs Financial Services Inc.

Lake Oswego, OR

CRD 6804791

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-04

TX RA
APPROVED

Since 2024-03-04

Branch Locations

5300 Sw Meadows Road Suite 300, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Global Retirement Partners	San Rafael	CA	05/2018	09/2019
Ubs Financial Services Inc.	Portland	OR	09/2019	Present
Ubs Financial Services Inc.	Portland	OR	06/2017	08/2017
Dominican University Of California	San Rafael	CA	08/2016	06/2017
Dominican University Of California	San Rafael	CA	08/2017	05/2018

05/2018 → 09/2019

Global Retirement Partners

San Rafael, CA
09/2019 → Present

Ubs Financial Services Inc.

Portland, OR
06/2017 → 08/2017

Ubs Financial Services Inc.

Portland, OR
08/2016 → 06/2017

Dominican University Of California

San Rafael, CA
08/2017 → 05/2018

Dominican University Of California

San Rafael, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-04

S66 Uniform Combined State Law Examination

2024-03-04

View on SEC IAPD

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