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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Walpole | MA | 12/2019 | 03/2020 |
| Jimmy Johns | Conway | SC | 08/2016 | 05/2018 |
| Unemployed | N/A | MA | 05/2018 | 07/2018 |
| Columbia Threadneedle Investments | Providence | RI | 07/2018 | 12/2019 |
| Ameriprise Financial Services, Llc | Walpole | MA | 03/2020 | Present |
Outside Employment; North Peak Holdings LLC; provide operational support to 3 advisors within North Peak for a salary; Manage advisory business; 1333 Main St Unit H, , Walpole , MA, 02081; Investment-Related; 02/11/2026; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-13 |
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