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Cole Nolan Ducote

Apriem Advisors

Irvine, CA

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Current Employers
Apriem Advisors

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-18
  • CA RA
    APPROVED
    Since 2023-12-18

Branch Locations

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apriem Advisors Irvine CA 04/2016 10/2018
Herc Rentals Foothill Ranch CA 10/2018 11/2020
Seek Business Capital Los Angeles CA 11/2020 02/2021
Unemployed Silverado CA 03/2021 08/2021
Apriem Advisors Irvine CA 09/2021 Present
  • 04/2016 → 10/2018
    Apriem Advisors
    Irvine, CA
  • 10/2018 → 11/2020
    Herc Rentals
    Foothill Ranch, CA
  • 11/2020 → 02/2021
    Seek Business Capital
    Los Angeles, CA
  • 03/2021 → 08/2021
    Unemployed
    Silverado, CA
  • 09/2021 → Present
    Apriem Advisors
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-16
  • S65 Uniform Investment Adviser Law Examination
    2023-12-16

View on SEC IAPD

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