David Wayne Mcelroy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 09/2019
  American National Insurance Company
  Galveston, TX
• 10/2012 → 09/2019
  Anico Financial Services, Inc.
  Galveston, TX
• 10/2019 → 11/2023
  Wealthvest
  Bozeman, MT
• 09/2021 → 11/2023
  The Leaders Group Inc
  Littleton, CO
• 11/2023 → 09/2024
  Principal Life Insurance Company
  Houston, TX
• 11/2023 → 09/2024
  Principal Securities Inc
  Houston, TX
• 09/2024 → Present
  Tdecu
  Victoria, TX
• 09/2024 → Present
  Lpl Financial Llc
  Victoria, TX

Previous Registrations

• 2024-05-20 → 2024-10-09
  Principal Securities, Inc.
  Houston, TX
  Spring, TX
• 2005-07-27 → 2007-08-30
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Other Businesses

1) 9/2024- TDECU Wealth Advisors - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 9/2024- DL MAC INVESTMENTS, LLC - owner - Business Entity For Tax/Investment Purposes Only - Non-Inv. Related- start date 5/14/2020 - 0hrs 3) 09/13/2024 - Medicare - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/2023 - 4 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2024-05-17
• S65 Uniform Investment Adviser Law Examination
  2005-07-14
• S63 Uniform Securities Agent State Law Examination
  1999-01-25

Other Names

• David Wayne Mcelroy
• David Mcelroy