Best Investors Account Sign in

Jeffrey Little

Equitable Advisors, LLC

Middletown, NY

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

22 Montgomery Street Suite C, Middletown, NY 10940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Otterkill Country Club Campbell Hall NY 05/2016 09/2016
State University Of Ny At Oswego Oswego NY 09/2014 05/2018
Unemployed Middletown NY 05/2018 10/2018
Axa Advisors New York NY 10/2018 06/2020
Equitable Advisors, Llc New York NY 10/2018 Present
  • 05/2016 → 09/2016
    Otterkill Country Club
    Campbell Hall, NY
  • 09/2014 → 05/2018
    State University Of Ny At Oswego
    Oswego, NY
  • 05/2018 → 10/2018
    Unemployed
    Middletown, NY
  • 10/2018 → 06/2020
    Axa Advisors
    New York, NY
  • 10/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
  • S66 Uniform Combined State Law Examination
    2019-01-25

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.
CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
KESTRA PRIVATE WEALTH SERVICES, LLC
J.P. MORGAN SECURITIES LLC

Other Investors

JOSEPH JOHN CAMPANELLA
LEONARD CURCIO
ANDREW G WEYANT
RICHARD PEREZ
PETER PHILLIP VANETTEN
NANCY FRANCIS WRIGHT
KARLA GALAZZO
MICHAEL DECKER

Other Offices

PFS INVESTMENTS INC. · MIDDLETOWN, NY
PFS INVESTMENTS INC. · MIDDLETOWN, NY
PFS INVESTMENTS INC. · MIDDLETOWN, NY
CETERA INVESTMENT ADVISERS LLC · MIDDLETOWN, NY
OSAIC WEALTH, INC. · MIDDLETOWN, NY
EDWARD JONES · MIDDLETOWN, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDDLETOWN, NY
LPL FINANCIAL LLC · MIDDLETOWN, NY

More in Middletown, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor