Joseph Charles Fering

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Fering Financial
  Blue Earth, MN
• 01/2003 → 11/2017
  Invest Financial Corp.
  Tampa, FL
• 11/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-02-03 → 2017-11-01
  Invest Financial Corporation
  Blue Earth, MN
  Blue Earth, MN

Other Businesses

1. BLUE CROSS/BLUE SHIELD OF MN, PO Box 64560 St. Paul, MN 55164, St. Paul MN 55164, United States, 01/01/1998, null, Insurance/Benefits/Human Resources, NIR, 12 HR/MO - 4 HR/MO TRADING 2. CRUMP LIFE INSURANCE SERVICES, 1350 Deming Way Suite 400, Middleton WI 53562, United States, 10/07/2010, null, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 3. IFC NATIONAL MARKETING POSITION: null NATURE: Insurance/Benefits/Human Resources INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2010 4. FAIRBAULT COUNTY FITNESS CENTER, 320 WHITE OAK RD, BLUE EARTH, MN, 1/2014 AS BOARD MEMBER. NIR - 2/MO - 0/TRADING. 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 7/WK - 7/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6. OHIO NATIONAL FINANCIAL SERVICES, One Financial Way, Cincinnati OH 45242, United States, 07/02/2018, null, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 1 HR/MO TRADING 7. NORTH AMERICAN LIFE INSURANCE COMPANY, 4350 WESTOWN PARKWAY, DES MOINES, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/01/20, NIR, 10/YR- 10/TRADING 8. FERING FINANCIAL, 708 N Main Street, Blue Earth MN 56013, 12/2012, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 12 HR/MONTH 5 HR/MONTH TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-04-17

Other Names

• Joe Fering