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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-08-09 |
Branch Locations
128 S Tryon Street, Charlotte, NC 28202 • United States
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Raleigh | NC | 04/2016 | 05/2017 |
| First Citizens Investor Services | Raleigh | NC | 05/2017 | 01/2023 |
| First Citizens Investor Services | Raleigh | NC | 01/2023 | 02/2024 |
| First Citizens Bank | Smithfield | NC | 01/2023 | 02/2024 |
| First Citizens Bank | Raleigh | NC | 02/2024 | Present |
| First Citizens Investor Services | Raleigh | NC | 02/2024 | Present |
1) Mercari; 224 Zachary Way, Garner NC, 27529; Clothing and non-clothing online resale shop; Owner; making and selling tee shirts, other articles of clothing and occasionally non-clothing items such as jewelry or household goods online. Began 02/26/2022; 5 hours/month, 0 hours during trading hours. Compensation is from sale of items; Non-Investment Related; Business is not a client of the Firm. 2) PRETTY LITTLE THINGS POSITION: Owner/Co-Owner NATURE: Direct/Network Marketing (Tupperware, Amway, Avon, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2022 ADDRESS: Garner NC 27529, United States DESCRIPTION: Selling items online and at vendor events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-08 |
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