Rawia A Maamoun

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → 03/2024
  Morgan Stanley Smith Barney Llc
  St. Paul, MN
• 04/2019 → 03/2022
  Bridgewater Bank
  St. Louis Park, MN
• 10/2017 → 12/2018
  Lyric Kitchen & Bar
  Duluth, MN
• 12/2018 → 04/2019
  Unemployed
  Superior, WI
• 08/2016 → 03/2018
  301 Restuarant
  Duluth, MN
• 03/2024 → Present
  Principal Life Insurance Company
  Minnetonka, MN
• 03/2024 → Present
  Principal Securities Inc
  Minnetonka, MN
• 10/2024 → Present
  Beacon Financial Group
  Minnetonka, MN

Previous Registrations

• 2022-09-19 → 2024-02-29
  Morgan Stanley
  St. Paul, MN

Other Businesses

**INSURANCE POSITION: Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2024 ADDRESS: 11100 Wayzata Blvd Suite 405, Minnetonka MN 55305, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **BEACON FINANCIAL GROUP (DBA) POSITION: Financial Advisor NATURE: DI & Life Insurance/Annuities, Mutual Funds/Securities/VA/VL, Fee based financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 10/08/2024 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: My team and I will be operating under a new DBA as a financial advisor, I'll be providing holistic financial planning for current clients and new clients. **TWIN CITIES ESTATE PLANNING COUNCIL POSITION: Programs NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 03/20/2025 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: As part of the Program Chair, I'm responsible for organizing panel topics for scheduled events, find speakers, and moderate panels. These events are held for members and non members. Topics may be about estate planning, taxes, financial planning, and legal topics. **TONKA TALKERS TOASTMASTER POSITION: Vice President of Education NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 12301 Ridgedale Dr., Minnetonka MN 55305, United States DESCRIPTION: Toastmasters is a public speaking and leadership club. We have meetings twice per month. I will be the Vice President of Education. My role is to help current and new members with Pathways, the education program from Toastmasters International. I help them navigate the website, keep them on track, and encourage completion of activities. **WINGS FOR WIDOWS POSITION: Wings for Widows NATURE: Financial Coach - Pro Bono INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2026 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: Wings for Widows is an online platform where widows and widowers can seek financial education and coaching. This is a Pro Bono role as a 'Coach' where I meet with individuals who reach out to review their financial situation. I do not solicit clients or products, instead, be a sounding board as they are going through loss and grief. Each client gets 3-4 hrs of pro-bono sessions.

Exams

• S66 Uniform Combined State Law Examination
  2022-09-19

Designations

• Certified Financial Planner

Other Names

• Rawis Maamoun