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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
FL RA APPROVED 2020-01-27
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • FL RA
    APPROVED
    Since 2020-01-27

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Parrish, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock/Whitney Bank Tampa FL 03/2015 01/2020
Hancock/Whitney Investment Services, Inc. Tampa FL 05/2017 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lakeland FL 01/2020 Present
Bank Of America, N.A. Lakeland FL 02/2020 Present
  • 03/2015 → 01/2020
    Hancock/Whitney Bank
    Tampa, FL
  • 05/2017 → 01/2020
    Hancock/Whitney Investment Services, Inc.
    Tampa, FL
  • 01/2020 → Present
    Lakeland, FL
  • 02/2020 → Present
    Bank Of America, N.A.
    Lakeland, FL
Previous Registrations
Other Businesses

I*129639For profit or not for profit: For-Profit OrganizationName of outside business organization: House Family HomesteadInvestment related: NAddress of business:Parrish, Florida 34219Nature of business: Sole Proprietorship,Position, title, association: Owner, Start date of relationship: 1/1/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I have an LLC which was established for agricultural exemptions purposes for my personal land. This was needed by the county to apply for my green belt exemption. I own some cattle and run income and expenses for the cattle through this. I*1502263, Entity Type: Entity Governmental, Name of OBA: Merrill Lynch Wealth Management Center, Address: St. Petersburg, Florida, 33701, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/26/2023, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: Chairman of the board. Subcommittee focuses on experiential learning. This includes encouraging worksite visits, attendance at career fairs and networking events, Supporting the development of young people in the business world

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-29
  • S66 Uniform Combined State Law Examination
    2017-06-29

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