Erik Morgan Helmstetter

Employer firm

Oder Investment Management, LLC CRD 134506

$367M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 06/2017
  Morgan Stanley & Co Inc
  Santa Monica, CA
• 06/2009 → 06/2017
  Morgan Stanley Smith Barney
  Santa Monica, CA
• 01/2015 → 06/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2017 → Present
  Oder Investment Management
  Los Angeles, CA

Previous Registrations

• 2009-06-01 → 2017-07-03
  Morgan Stanley
  Santa Monica, CA
• 2009-04-03 → 2009-06-01
  Morgan Stanley & Co. Llc
  Santa Monica, CA
• 1999-06-15 → 2009-04-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

Trancension Music, LLC; not investment-related; 8501 McConnell Ave. Los Angeles, CA 90045; Music events; Owner; Since March 2024; Approx 2 hrs/mo during non-trading hours; Holding music events & get togethers - coordinating volunteers and paying bills related to the events.

Exams

• S66 Uniform Combined State Law Examination
  1999-05-13

Designations

• Certified Financial Planner

Other Names

• Erik M Helmstetter