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Sean Michael Delaney

Ameriprise Financial Services, LLC

Waukesha, WI

Winthrop Harbor, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-12
WI RA APPROVED 2024-07-03
  • IL RA
    APPROVED
    Since 2024-07-12
  • WI RA
    APPROVED
    Since 2024-07-03

Branch Locations

2212 E Moreland Blvd Ste 100, Waukesha, WI 53186-2918 • United States

Winthrop Harbor, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Wauwatosa WI 05/2017 02/2021
Michigan Technological University Houghton MI 10/2016 04/2017
Michigan Technological University Houghton MI 07/2012 04/2017
The Prudential Insurance Company Of America Wauwatosa WI 07/2017 02/2021
Pruco Securities, Llc. Brookfield WI 02/2021 07/2024
Prudential Insurance Company Of America Brookfield WI 02/2021 07/2024
Ameriprise Financial Services, Llc Brookfield WI 07/2024 Present
  • 05/2017 → 02/2021
    Pruco Securities, Llc
    Wauwatosa, WI
  • 10/2016 → 04/2017
    Michigan Technological University
    Houghton, MI
  • 07/2012 → 04/2017
    Michigan Technological University
    Houghton, MI
  • 07/2017 → 02/2021
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 02/2021 → 07/2024
    Pruco Securities, Llc.
    Brookfield, WI
  • 02/2021 → 07/2024
    Prudential Insurance Company Of America
    Brookfield, WI
  • 07/2024 → Present
    Ameriprise Financial Services, Llc
    Brookfield, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-22
S63 Uniform Securities Agent State Law Examination 2017-07-18
  • S65 Uniform Investment Adviser Law Examination
    2018-02-22
  • S63 Uniform Securities Agent State Law Examination
    2017-07-18
Other Names
  • Sean Delaney
  • Sean M Delaney

View on SEC IAPD

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OSAIC WEALTH, INC.
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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