Andreina Franceschi-Neff

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2017
  Pruco Securities, Llc
  Houston, TX
• 03/2012 → 01/2017
  Banco Santander International
  Houston, TX
• 01/2017 → 05/2017
  Unemployed
  The Woodlands, TX
• 08/2017 → 04/2021
  Wells Fargo Clearing Services, Llc
  The Woodlands, TX
• 04/2021 → Present
  Oppenheimer & Co. Inc
  Houston, TX

Previous Registrations

• 2018-05-07 → 2021-04-26
  Wells Fargo Clearing Services, Llc
  The Woodlands, TX

Other Businesses

1. INVESTMENT RELATED-RENTAL PROPERTY:134 CHESWOOD MANOR DRIVE, THE WOODLANDS, TX 77382, ANDREINA FRANCESCHI: SOLE PROPIETOR-SOLE OWNER.RENATL APPROX. TIME DEVOTED TO THIS OBA:9/1/22-6/30/23. 2. THE NEFF RESIDENCE TRUST WILL INVEST PRINICPAL AND REINVEST INTEREST/DIVIDENDS, UNTIL DETERMINE TO PURCHASE A RESIDENCE. ADDRESS:MY PERSONAL RESIDENCE. CAPACITY: AS A TRUSTEE WILL MANAGE, SELL, EXCHANGE, INVEST, AND REINVEST IN THIS PROPERTY. THE HOURS REQUIRED TO PROVIDE FINANCIAL SERVICE CAN VARY, BUT IT COULD BE FROM FEW HOURS PER MONTH (2 TO 4 HRS.) 3. THE NEFF FAMILY INVESTMENT TRUST WILL INVEST PRINICIPAL REINVEST ALL INCOME FOR THE FINANCIAL BOUNTY OF THE FAMILY. ADDRESS: MY PERSONAL RESIDENCE. CAPACITY AS A TRUSTEE WILL MANAGER, SELL, EXCHANGE, INVEST AND REINVEST THIS PROPERTY. THE HOURS REQUIRED TO PROVIDE FINANCIAL SERVICE CAN VARY FROM A FEW HOURS PER MONTH (2 TO 4 HRS)

Exams

• S66 Uniform Combined State Law Examination
  2018-05-07

Other Names

• Andreina Uzcategui
• Andreina Franceschi Ochoa
• Andreina Franceschi
• Andreina Ochoa
• Andreina Franceschi Neff