Stephen Michael Smith

Employer firm

Navigate Private Wealth, LLC CRD 170774

$529M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• ESTATE PLANNING & CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 04/2018
  Charles Schwab & Co., Inc.
  Austin, TX
• 02/2017 → 04/2017
  Brigham Young University
  Provo, UT
• 04/2015 → 03/2017
  Alliance Health
  Riverton, UT
• 01/2013 → 09/2016
  Vivint Smart Home
  Provo, UT
• 04/2018 → Present
  Navigate Private Wealth Llc
  Draper, UT

Previous Registrations

• 2017-10-27 → 2018-05-03
  Charles Schwab & Co., Inc.
  Austin, TX

Other Businesses

Ollin Ventures; IR; 78 S. Serrata, Vineyard, UT 84059; General Partner; Start: 08/01/2022; Number of hours/month: 30 hours; Create marketing content, event planning, investor relations, and preparing investor reports and documents.

Exams

• S66 Uniform Combined State Law Examination
  2017-10-27