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Seth L Schumaker

Fifth Third Securities, Inc.

Beavercreek, OH

Springfield, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-04-02
  • OH RA
    APPROVED
    Since 2018-04-02

Branch Locations

2280 N. Fairfield Road, Beavercreek, OH 45430 • United States

1830 N Bechtle Ave, Springfield, OH 45504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Dayton OH 06/2012 Present
Fifth Third Securities Dayton OH 05/2017 Present
  • 06/2012 → Present
    Fifth Third
    Dayton, OH
  • 05/2017 → Present
    Fifth Third Securities
    Dayton, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-04
S63 Uniform Securities Agent State Law Examination 2017-06-23
  • S65 Uniform Investment Adviser Law Examination
    2018-04-04
  • S63 Uniform Securities Agent State Law Examination
    2017-06-23

View on SEC IAPD

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Other Offices

EQUITY SERVICES, INC. · BEAVERCREEK, OH
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G. A. REPPLE & COMPANY · BEAVERCREEK, OH
PNC WEALTH MANAGEMENT LLC · BEAVERCREEK, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH
LPL FINANCIAL LLC · BEAVERCREEK, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH

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