Shelley Jessica O'BRien

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 10/2017
  National Planning Corporation
  Peoria, AZ
• 10/2017 → 11/2023
  Woodbury Financial Services Inc
  Peoria, AZ
• 11/2023 → 08/2024
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/1998 → Present
  Phoenix Financial Group
  Peoria, AZ
• 11/2023 → 08/2024
  Cetera Investment Advisors Llc
  Schaumburg, IL
• 08/2024 → Present
  Osaic Wealth Inc
  Peoria, AZ

Previous Registrations

• 2023-11-22 → 2024-08-09
  Cetera Investment Advisers Llc
  Peoria, AZ
• 2017-10-27 → 2023-11-21
  Woodbury Financial Services, Inc.
  Peoria, AZ
• 2012-06-05 → 2017-10-23
  National Planning Corporation
  Glendale, AZ
  Peoria, AZ
  El Segundo, CA
• 2007-06-14 → 2012-06-04
  Next Financial Group, Inc.
  Houston, TX
  Glendale, AZ
• 2001-12-17 → 2007-06-14
  Lpl Financial Llc
  Glendale, AZ
  Glendale, AZ

Other Businesses

1. UNITED TRUST SERVICES POSITION: administrative NATURE: LLC, Estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/16/1998 ADDRESS: 8801 W Union Hills Dr, Bldg C, Peoria AZ 85382, United States DESCRIPTION: scan and file executed legal documents 2. VARIOUS IMMEDIATE FAMILY TRUSTS POSITION: successor trustee NATURE: Immediate family grantor trusts INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2005 ADDRESS: 8801 W Union Hills Dr, Bldg C, Peoria AZ 85382, United States DESCRIPTION: I am listed as successor trustee on parents, son and daughter's grantor trusts. Not currently acting as trustee for any of them. This activity may be needed in the future at an undetermined date. 3. PHOENIX TAX PLANNING POSITION: Data entry and admin NATURE: administrative duties, data entry and scanning documents for Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 10 START DATE: 02/15/2023 ADDRESS: 8801 W Union Hills Dr Bldg C, Peoria AZ 85382, United States DESCRIPTION: Seasonal - Between February and May. Assist with Data entry and administrative activities, scanning documents and organizing files. 4. PHOENIX FINANCIAL GROUP LTD POSITION: Branch Operations Manager NATURE: LLC, DBA for securities related activities INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 107 START DATE: 12/16/1998 ADDRESS: 8801 W Union Hills Dr, Bldg C, Peoria AZ 85382, United States DESCRIPTION: Maintain all books and records for our branch. Assist with opening accounts, servicing client accounts including money movement requests by clients which can include ACH distributions.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1999-01-26

Other Names

• Shelley J Deardoroff
• Shelley J O'BRiendilling
• Shelley O'BRien Dilling
• Shelley Jessica Obrien
• Shelley Jessica O'BRien
• Shelle Jessica O'BRien