Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-04
GA RA APPROVED 2026-01-30
TX RA APPROVED_RES 2026-01-30
  • AZ RA
    APPROVED
    Since 2026-02-04
  • GA RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED_RES
    Since 2026-01-30

Branch Locations

Scottsdale, AZ • United States

6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States

2300 Lakeview Pkwy Ste 400, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown University Providence RI 08/2015 05/2019
Ubs Financial Services Atlanta GA 06/2017 08/2017
Ubs Financial Services Atlanta GA 06/2018 08/2018
Ubs Financial Services Atlanta GA 07/2019 01/2026
Rbc Capital Markets, Llc Alpharetta GA 01/2026 Present
  • 08/2015 → 05/2019
    Brown University
    Providence, RI
  • 06/2017 → 08/2017
    Ubs Financial Services
    Atlanta, GA
  • 06/2018 → 08/2018
    Ubs Financial Services
    Atlanta, GA
  • 07/2019 → 01/2026
    Ubs Financial Services
    Atlanta, GA
  • 01/2026 → Present
    Alpharetta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-05
  • S66 Uniform Combined State Law Examination
    2019-12-05

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor