Best Investors Account Sign in
Inactive

Nicholas Charles Bauer

Operose Advisors LLC

Milwaukee, WI

Claim This Profile
Current Employers
Operose Advisors Llc

731 North Water Street Suite 790, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
TX RA APPROVED_RES 2017-07-24
  • WI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2017-07-24

Branch Locations

731 North Water Street Suite 790, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Capital Management Ltd. Milwaukee WI 05/2010 12/2016
Operose Partners Llc Milwaukee WI 01/2017 Present
  • 05/2010 → 12/2016
    Geneva Capital Management Ltd.
    Milwaukee, WI
  • 01/2017 → Present
    Operose Partners Llc
    Milwaukee, WI
Previous Registrations
  • 2010-06-03 → 2017-01-24
    Geneva Capital Management Llc
    Milwaukee, WI
  • 2015-08-03 → 2017-01-12
    Janus Henderson Investors
    Chicago, IL
  • 2008-12-17 → 2010-05-14
    Cleary Gull Inc.
    Milwaukee, WI
  • 2010-01-29 → 2010-05-14
    Johnson Wealth Inc.
  • 2005-04-12 → 2008-11-20
    B. C. Ziegler And Company
    Milwaukee, WI
    Milwaukee, WI
  • 2005-05-24 → 2008-11-20
    Ziegler Capital Management, Llc
    Milwaukee, WI
  • 2004-01-05 → 2005-04-15
    Wolf Financial Management, Llc
    Oak Brook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-10
S63 Uniform Securities Agent State Law Examination 2003-06-30
  • S65 Uniform Investment Adviser Law Examination
    2003-11-10
  • S63 Uniform Securities Agent State Law Examination
    2003-06-30
Designations

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

More in Milwaukee, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor