Nicholas Charles Bauer

Employer firm

Operose Advisors LLC CRD 287465

$2.04B regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 12/2016
  Geneva Capital Management Ltd.
  Milwaukee, WI
• 01/2017 → Present
  Operose Partners Llc
  Milwaukee, WI

Previous Registrations

• 2010-06-03 → 2017-01-24
  Geneva Capital Management Llc
  Milwaukee, WI
• 2015-08-03 → 2017-01-12
  Janus Henderson Investors
  Chicago, IL
• 2008-12-17 → 2010-05-14
  Cleary Gull Inc.
  Milwaukee, WI
• 2010-01-29 → 2010-05-14
  Johnson Wealth Inc.
• 2005-04-12 → 2008-11-20
  B. C. Ziegler And Company
  Milwaukee, WI
  Milwaukee, WI
• 2005-05-24 → 2008-11-20
  Ziegler Capital Management, Llc
  Milwaukee, WI
• 2004-01-05 → 2005-04-15
  Wolf Financial Management, Llc
  Oak Brook, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-10
• S63 Uniform Securities Agent State Law Examination
  2003-06-30

Designations

• Chartered Financial Analyst