William Thomas Graham

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-02-24
KS	RA	APPROVED	2026-02-13
GA	RA	APPROVED	2026-01-12
OH	RA	APPROVED	2024-09-11
TX	RA	APPROVED	2021-07-29
MS	RA	APPROVED	2021-01-15
CA	RA	APPROVED	2021-01-13
FL	RA	APPROVED	2021-01-13
LA	RA	APPROVED	2021-01-12
AL	RA	APPROVED	2021-01-04

OR RA
APPROVED

Since 2026-02-24
KS RA
APPROVED

Since 2026-02-13
GA RA
APPROVED

Since 2026-01-12
OH RA
APPROVED

Since 2024-09-11
TX RA
APPROVED

Since 2021-07-29
MS RA
APPROVED

Since 2021-01-15
CA RA
APPROVED

Since 2021-01-13
FL RA
APPROVED

Since 2021-01-13
LA RA
APPROVED

Since 2021-01-12
AL RA
APPROVED

Since 2021-01-04

Branch Locations

154 Section Street, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Mobile	AL	07/2017	10/2023
Tower Loan	Mobile	AL	07/2016	07/2017
Park Avenue Securities	Mobile	AL	10/2020	10/2023
Guardian Life Insurance Company	Fairhope	AL	10/2023	Present
Park Avenue Securities	Fairhope	AL	10/2023	Present

07/2017 → 10/2023

Guardian Life Insurance Company

Mobile, AL
07/2016 → 07/2017

Tower Loan

Mobile, AL
10/2020 → 10/2023

Park Avenue Securities

Mobile, AL
10/2023 → Present

Guardian Life Insurance Company

Fairhope, AL
10/2023 → Present

Park Avenue Securities

Fairhope, AL

Other Businesses

1) Selling Insurance Products through Ash Brokerage, Start Date: 1/1/2025, Nature: Insurance Sales, Address: 154 Section St Fairhope AL 36526, Duties: Independent Contractor selling insurance other than Guardian, 1 total hr/month; 1 during securities trading hours, Investment Related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-03

S66 Uniform Combined State Law Examination

2020-12-03

Other Names

Tommy Graham

View on SEC IAPD