Thomas F Martin

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-31
CA	RA	APPROVED	2022-09-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	05/2017	07/2021
Infusionsoft	Chandler	AZ	04/2017	05/2017
Avnet Technology Solutions / Tech Data	Tempe	AZ	02/2014	03/2017
Mountainside Fitness	Scottsdale	AZ	05/2016	12/2016
E*Trade Securities Llc	Gilbert	AZ	02/2022	09/2022
Fairway Independent Mortgage Corporation	Gilbert	AZ	06/2021	01/2022
E*Trade Capital Management Llc	Gilbert	AZ	02/2022	09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	09/2022	Present
Morgan Stanley	Gilbert	AZ	02/2022	09/2022
Bank Of America, N.A.	Chandler	AZ	10/2022	Present

05/2017 → 07/2021

The Vanguard Group, Inc.

Scottsdale, AZ
04/2017 → 05/2017

Infusionsoft

Chandler, AZ
02/2014 → 03/2017

Avnet Technology Solutions / Tech Data

Tempe, AZ
05/2016 → 12/2016

Mountainside Fitness

Scottsdale, AZ
02/2022 → 09/2022

E*Trade Securities Llc

Gilbert, AZ
06/2021 → 01/2022

Fairway Independent Mortgage Corporation

Gilbert, AZ
02/2022 → 09/2022

E*Trade Capital Management Llc

Gilbert, AZ
09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
02/2022 → 09/2022

Morgan Stanley

Gilbert, AZ
10/2022 → Present

Bank Of America, N.A.

Chandler, AZ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-01-12
S63	Uniform Securities Agent State Law Examination	2017-07-21

Other Firms