John Edward Simone

Current Employers

Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-03

TX RA
APPROVED

Since 2026-08-03

Branch Locations

450 S Orange Ave Suite 225, Orlando, FL 32801 • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barnes & Noble College	Orlando	FL	08/2014	12/2017
Nylife Securities	New York	NY	07/2023	02/2024
Foresters Financial Services	Maitland	FL	05/2017	08/2017
Family First Firm	Winter Park	FL	04/2024	01/2025
Selectquote	Overland Park	KS	12/2023	04/2024
Pepsico	Fort Myers	FL	05/2022	04/2023
Pepsico	Fort Myers	FL	12/2019	05/2022
Pepsico	St. Petersburg	FL	01/2019	12/2019
Pepsico	Tampa	FL	01/2018	01/2019
Golfnow	Orlando	FL	05/2017	12/2017
The Masters Academy	Oviedo	FL	05/2015	01/2017
Unemployed	Maitland	FL	02/2025	04/2025
University Of Central Florida	Orlando	FL	06/2014	12/2017
Unemployed	Cape Coral	FL	05/2023	06/2023
Equitable Advisors, Llc	New York	NY	04/2025	07/2026
Hilltop Securities Inc.	Orlando	FL	08/2026	Present

08/2014 → 12/2017

Barnes & Noble College

Orlando, FL
07/2023 → 02/2024

Nylife Securities

New York, NY
05/2017 → 08/2017

Foresters Financial Services

Maitland, FL
04/2024 → 01/2025

Family First Firm

Winter Park, FL
12/2023 → 04/2024

Selectquote

Overland Park, KS
05/2022 → 04/2023

Pepsico

Fort Myers, FL
12/2019 → 05/2022

Pepsico

Fort Myers, FL
01/2019 → 12/2019

Pepsico

St. Petersburg, FL
01/2018 → 01/2019

Pepsico

Tampa, FL
05/2017 → 12/2017

Golfnow

Orlando, FL
05/2015 → 01/2017

The Masters Academy

Oviedo, FL
02/2025 → 04/2025

Unemployed

Maitland, FL
06/2014 → 12/2017

University Of Central Florida

Orlando, FL
05/2023 → 06/2023

Unemployed

Cape Coral, FL
04/2025 → 07/2026

Equitable Advisors, Llc

New York, NY
08/2026 → Present

Hilltop Securities Inc.

Orlando, FL

Previous Registrations

2025-04-23 → 2026-08-13

Equitable Advisors, Llc

Maitland, FL

Orlando, FL

Tampa, FL

Maitland, FL

Other Businesses

1] ORANGEWOOD CHRISTIAN SCHOOL, NON-INVESTMENT RELATED, 1300 MAITLAND BLVD, MAITLAND FL 32751, PRIVATE COMPANY, COACH, START DATE 07/27/2026, 40 HRS/MO NON-BUSINESS, 0 HRS/MO TRADING HOURS, VARSITY FOOTBALL ASSISTANT COACH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-08

S66 Uniform Combined State Law Examination

2025-03-08

Other Names

John E Simone

View on SEC IAPD