Best Investors Account Sign in

Daniel Michael Lee Thompson

Ubs Financial Services Inc.

Portsmouth, NH

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2022-12-22
TX RA APPROVED_RES 2020-12-21
NH RA APPROVED 2020-11-12
  • ME RA
    APPROVED
    Since 2022-12-22
  • TX RA
    APPROVED_RES
    Since 2020-12-21
  • NH RA
    APPROVED
    Since 2020-11-12

Branch Locations

40 Congress Street, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Portsmouth NH 06/2017 11/2020
Prime, Buchholz & Associates Portsmouth NH 09/2015 05/2017
Jumpin Jays Fish Cafe Portsmouth NH 04/2014 06/2017
Ubs Financial Services Inc Portsmouth NH 11/2020 Present
  • 06/2017 → 11/2020
    Ameriprise Financial Services Inc
    Portsmouth, NH
  • 09/2015 → 05/2017
    Prime, Buchholz & Associates
    Portsmouth, NH
  • 04/2014 → 06/2017
    Jumpin Jays Fish Cafe
    Portsmouth, NH
  • 11/2020 → Present
    Portsmouth, NH
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:Center for Wildlife/ INVESTMENT RELATED?: ________ / ADDRESS: 375 Mountain Rd, Cape Neddick,Maine/NATURE OF THE BUSINESS: The CFW provides medical and rehabilitation services to wild animals who have been injured or displaced from their natural habitat. In addition the center provides a tremendous amount of data collection that is vital to keeping the local eco system healthy. The center also provides education surrounding ecology, conservation, and has an array of ambassador animals they exhibit./ POSITION:Member of Board of directors/ DUTIES:My goal is to help support the center through fundraising via capital campaigns, business outreach, and event planning/ START DATE: 4/1/2023 .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-27
  • S66 Uniform Combined State Law Examination
    2017-07-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portsmouth, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor