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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-06
  • TX RA
    APPROVED
    Since 2025-11-06

Branch Locations

1518 Legacy Dr Ste 200, Frisco, TX 75034 • United States

2840 Keller Springs Rd Ste 1203, Carrollton, TX 75006 • United States

4654 S Colony Blvd Ste 100A, The Colony, TX 75056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nick Fincham Insurance Agency Carrollton TX 03/2025 Present
Dan Pulaski Insurance Agency Frisco TX 09/2025 Present
State Farm Vp Management Corp Frisco TX 10/2025 Present
Pepsico Plano TX 06/2024 12/2024
Pepsico Plano TX 04/2022 06/2024
Southwest Funding Dallas TX 02/2021 04/2022
Pepsico Plano TX 06/2019 02/2021
Cbre Dallas TX 06/2018 04/2019
University Of Texas At Austin Austin TX 08/2014 05/2018
Merrill Lynch Austin TX 06/2017 05/2018
Brent Hotlz Insurance Agency The Colony TX 03/2026 Present
Brent Hotlz Insurance Agency Carrollton TX 03/2026 Present
State Farm Vp Management Corp The Colony TX 03/2026 Present
State Farm Vp Management Corp Carrollton TX 03/2026 Present
State Farm Investment Management Corp Carrollton TX 03/2026 Present
State Farm Investment Management Corp The Colony TX 03/2026 Present
State Farm Investment Management Corp Frisco TX 10/2025 Present
  • 03/2025 → Present
    Nick Fincham Insurance Agency
    Carrollton, TX
  • 09/2025 → Present
    Dan Pulaski Insurance Agency
    Frisco, TX
  • 10/2025 → Present
    State Farm Vp Management Corp
    Frisco, TX
  • 06/2024 → 12/2024
    Pepsico
    Plano, TX
  • 04/2022 → 06/2024
    Pepsico
    Plano, TX
  • 02/2021 → 04/2022
    Southwest Funding
    Dallas, TX
  • 06/2019 → 02/2021
    Pepsico
    Plano, TX
  • 06/2018 → 04/2019
    Cbre
    Dallas, TX
  • 08/2014 → 05/2018
    University Of Texas At Austin
    Austin, TX
  • 06/2017 → 05/2018
    Merrill Lynch
    Austin, TX
  • 03/2026 → Present
    Brent Hotlz Insurance Agency
    The Colony, TX
  • 03/2026 → Present
    Brent Hotlz Insurance Agency
    Carrollton, TX
  • 03/2026 → Present
    State Farm Vp Management Corp
    The Colony, TX
  • 03/2026 → Present
    State Farm Vp Management Corp
    Carrollton, TX
  • 03/2026 → Present
    Carrollton, TX
  • 03/2026 → Present
    The Colony, TX
  • 10/2025 → Present
    Frisco, TX
Other Businesses

1) Dan Pulaski's Insurance Agency; Investment-related; 1518 Legacy Dr Ste 200 Frisco, TX 75034-6039; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 09/17/2025; 80; 80; Service customers 2) Brent Hotlz Insurance Agency; Investment-related; 4654 S Colony Blvd Ste 100A The Colony, TX 75056 and 2840 Keller Springs Rd Ste 1203 Carrollton, TX 75006; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 03/05/2026; 80; 80; Service customers 3) Nick Fincham's Insurance Agency; Non- Investment-related; 1809 Golden Trail Ct Ste 120 Carrollton, TX 75010e; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 03/04/2025; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-12
S63 Uniform Securities Agent State Law Examination 2025-07-15
  • S65 Uniform Investment Adviser Law Examination
    2025-09-12
  • S63 Uniform Securities Agent State Law Examination
    2025-07-15
Other Names
  • Michael Wilson

View on SEC IAPD

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