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State Farm Investment Management Corp. CRD 3487
$12.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-06 |
Branch Locations
1518 Legacy Dr Ste 200, Frisco, TX 75034 • United States
2840 Keller Springs Rd Ste 1203, Carrollton, TX 75006 • United States
4654 S Colony Blvd Ste 100A, The Colony, TX 75056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nick Fincham Insurance Agency | Carrollton | TX | 03/2025 | Present |
| Dan Pulaski Insurance Agency | Frisco | TX | 09/2025 | Present |
| State Farm Vp Management Corp | Frisco | TX | 10/2025 | Present |
| Pepsico | Plano | TX | 06/2024 | 12/2024 |
| Pepsico | Plano | TX | 04/2022 | 06/2024 |
| Southwest Funding | Dallas | TX | 02/2021 | 04/2022 |
| Pepsico | Plano | TX | 06/2019 | 02/2021 |
| Cbre | Dallas | TX | 06/2018 | 04/2019 |
| University Of Texas At Austin | Austin | TX | 08/2014 | 05/2018 |
| Merrill Lynch | Austin | TX | 06/2017 | 05/2018 |
| Brent Hotlz Insurance Agency | The Colony | TX | 03/2026 | Present |
| Brent Hotlz Insurance Agency | Carrollton | TX | 03/2026 | Present |
| State Farm Vp Management Corp | The Colony | TX | 03/2026 | Present |
| State Farm Vp Management Corp | Carrollton | TX | 03/2026 | Present |
| State Farm Investment Management Corp | Carrollton | TX | 03/2026 | Present |
| State Farm Investment Management Corp | The Colony | TX | 03/2026 | Present |
| State Farm Investment Management Corp | Frisco | TX | 10/2025 | Present |
1) Dan Pulaski's Insurance Agency; Investment-related; 1518 Legacy Dr Ste 200 Frisco, TX 75034-6039; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 09/17/2025; 80; 80; Service customers 2) Brent Hotlz Insurance Agency; Investment-related; 4654 S Colony Blvd Ste 100A The Colony, TX 75056 and 2840 Keller Springs Rd Ste 1203 Carrollton, TX 75006; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 03/05/2026; 80; 80; Service customers 3) Nick Fincham's Insurance Agency; Non- Investment-related; 1809 Golden Trail Ct Ste 120 Carrollton, TX 75010e; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 03/04/2025; 80; 80; Service customers
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-15 |
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