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CRD 3173342
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-08-08 |
Branch Locations
8601 W. Ogden Ave., Lyons, IL 60534 • United States
3956 W. North Ave, Chicago, IL 60647 • United States
2340 N. Cicero Avenue, Chicago, IL 60639 • United States
2 S. Broadway, Aurora, IL 60505 • United States
3220 W. 26Th Street, Chicago, IL 60623 • United States
1415 W. Jefferson Street, Joliet, IL 60435 • United States
1301 Larkin Avenue, Joliet, IL 60435 • United States
212 N. Chicago Street, Joliet, IL 60432 • United States
800 South State Street, Lockport, IL 60441 • United States
1970 N. Halsted Street, Chicago, IL 60014 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Midwest Bank -Formerly Banco Popular | Chicago | IL | 07/2003 | 02/2022 |
| Lpl Financial Llc | Chicago | IL | 08/2014 | Present |
| Old National Bank | Chicago | IL | 02/2022 | Present |
1. 03/31/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 4/1/2025- 0hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-04 |
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