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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-25 |
| TX | RA | APPROVED | 2025-02-25 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
2613 Eastchester Dr, High Point, NC 27265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | Raleigh | NC | 07/2021 | 10/2023 |
| Goldman Sachs | Dallas | TX | 07/2020 | 07/2021 |
| Pomona College | Claremont | CA | 08/2016 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chapel Hill | NC | 10/2023 | 02/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cary | NC | 05/2017 | 07/2017 |
| Media Services Payroll | Raleigh | NC | 06/2022 | 06/2022 |
| Abercrombie & Fitch | Greensboro | NC | 06/2018 | 06/2018 |
| Bank Of America, N.A. | Chapel Hill | NC | 12/2023 | 02/2025 |
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 02/2025 | Present |
MARILYN'S AGENCY; NOT INV RELATED; GREENSBORO, NC; PRINT MODEL; 11/2021; 4 HOURS PER MONTH; 0 DURING TRADING; PRINT MODELING AND ACTING | TALENT DIRECT AGENCY; NOT INV RELATED; BOCA RATON, FL; PRINT MODEL; 07/2024; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; PRINT MODEL FOR CLIENTS | ADAMS FARM HOMEOWNER'S ASSOCIATION; NOT INV RELATED; GREENSBORO, NC; BOARD MEMBER; 04/2022; 1 HOUR PER MONTH; 0 DURING TRADING; SERVER RESIDENTS AND MAINTAIN SAFETY OF HOA D6SONG PROPERTIES LLC; INV RELATED; HIGH POINT,NC; PRINT AND COMMERCIAL MODELING WORK;100% OWNERSHIP; START DATE: 12/01/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-06 |
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