Kathryn Marie Holland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2017
  Dry Ice Hockey Arena
  Oakland, CA
• 07/2016 → 08/2017
  Apex Movement
  Concord, CA
• 05/2017 → 11/2019
  International Research Securities, Inc.
  Dallas, TX
• 11/2019 → 08/2023
  Edward Jones
  St Louis, MO
• 08/2023 → Present
  Lpl Financial Llc
  Foster City, CA
• 08/2023 → 07/2024
  Fremont Bank
  Fremont, CA

Previous Registrations

• 2019-11-11 → 2023-08-30
  Edward Jones
  Fremont, CA
  Fremont, CA
  St Louis, MO
  Alameda, CA
  Dublin, CA

Other Businesses

1) 08/2023 - Dry Ice Hockey Arena / Outside/W-2 Employment / scorekeeping, refereeing, bar tending or coaching youth / Not Investment Related / Start date 11/20/2019 - 12 Hrs per month 2) 08/08/2024 - Pacific Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/06/2024 - 160 Hours Per Month/ During Trading 3) 11/01/2024 - Other - Etsy Store - Designer and Creator - Not Investment Related - Home Based - Start Date 10/03/2024 - 40 Hours per month/ 0 Hours During Trading 4) 05/12/2025 - Kathryn Holland, CDFA - Investment Related - Other - CDFA, for non-financial management activit - Home Based - Start Date : 05/12/2025 - 80 Hrs/Mth - 10 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2017-12-14

Designations

• Certified Financial Planner

Other Names

• Katheryn Marie Holland
• Kathryn Marie Bressem