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Kathryn Marie Holland

LPl Financial LLC

Foster City, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-28
TX RA APPROVED 2023-08-28
  • CA RA
    APPROVED
    Since 2023-08-28
  • TX RA
    APPROVED
    Since 2023-08-28

Branch Locations

303 Vintage Park Dr Ste 120, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dry Ice Hockey Arena Oakland CA 04/2015 08/2017
Apex Movement Concord CA 07/2016 08/2017
International Research Securities, Inc. Dallas TX 05/2017 11/2019
Edward Jones St Louis MO 11/2019 08/2023
Lpl Financial Llc Foster City CA 08/2023 Present
Fremont Bank Fremont CA 08/2023 07/2024
  • 04/2015 → 08/2017
    Dry Ice Hockey Arena
    Oakland, CA
  • 07/2016 → 08/2017
    Apex Movement
    Concord, CA
  • 05/2017 → 11/2019
    International Research Securities, Inc.
    Dallas, TX
  • 11/2019 → 08/2023
    St Louis, MO
  • 08/2023 → Present
    Foster City, CA
  • 08/2023 → 07/2024
    Fremont Bank
    Fremont, CA
Previous Registrations
  • 2019-11-11 → 2023-08-30
    Fremont, CA
    Fremont, CA
    St Louis, MO
    Alameda, CA
    Dublin, CA
Other Businesses

1) 08/2023 - Dry Ice Hockey Arena / Outside/W-2 Employment / scorekeeping, refereeing, bar tending or coaching youth / Not Investment Related / Start date 11/20/2019 - 12 Hrs per month 2) 08/08/2024 - Pacific Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/06/2024 - 160 Hours Per Month/ During Trading 3) 11/01/2024 - Other - Etsy Store - Designer and Creator - Not Investment Related - Home Based - Start Date 10/03/2024 - 40 Hours per month/ 0 Hours During Trading 4) 05/12/2025 - Kathryn Holland, CDFA - Investment Related - Other - CDFA, for non-financial management activit - Home Based - Start Date : 05/12/2025 - 80 Hrs/Mth - 10 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-14
  • S66 Uniform Combined State Law Examination
    2017-12-14
Designations
Other Names
  • Katheryn Marie Holland
  • Kathryn Marie Bressem

View on SEC IAPD

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