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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-14 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 09/2016 | 08/2023 |
| Bank Of America / Merrill Lynch | Tampa | FL | 09/2016 | 07/2023 |
| Beasley Media Group / Cbs Radio | St Petersburg | FL | 12/2014 | 06/2017 |
| Juan Pachanga Night Club Inc | Tampa | FL | 10/2016 | 07/2017 |
| J.P. Morgan Securities Llc | Tampa | FL | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Tampa | FL | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-18 |
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