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Peggy Sue Van Hook

Finances For Real Life

Lompoc, CA

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Current Employers
Finances For Real Life

3612 Constellation Road, Lompoc, CA 93436 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-18
CO RA APPROVED 2023-05-05
VA RA APPROVED 2023-04-06
CA RA APPROVED 2023-03-27
  • FL RA
    APPROVED
    Since 2023-08-18
  • CO RA
    APPROVED
    Since 2023-05-05
  • VA RA
    APPROVED
    Since 2023-04-06
  • CA RA
    APPROVED
    Since 2023-03-27

Branch Locations

3612 Constellation Road, Lompoc, CA 93436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wanda T Toro Llc Lompoc CA 05/2017 07/2022
Raytheon Space And Airborne Systems Lompoc CA 10/2016 04/2018
Nova Sensors / Teledyne Buellton CA 01/2013 09/2016
Lpl Financial Llc Lompoc CA 05/2017 03/2021
Finances For Real Life Lompoc CA 07/2022 Present
Lpl Financial Llc Lompoc CA 03/2021 Present
Finances For Real Life Lompoc CA 01/2023 Present
  • 05/2017 → 07/2022
    Wanda T Toro Llc
    Lompoc, CA
  • 10/2016 → 04/2018
    Raytheon Space And Airborne Systems
    Lompoc, CA
  • 01/2013 → 09/2016
    Nova Sensors / Teledyne
    Buellton, CA
  • 05/2017 → 03/2021
    Lpl Financial Llc
    Lompoc, CA
  • 07/2022 → Present
    Lompoc, CA
  • 03/2021 → Present
    Lpl Financial Llc
    Lompoc, CA
  • 01/2023 → Present
    Lompoc, CA
Other Businesses

1) 03/15/2021 - Notary - State of California - Inv Rel - Start: 03/2019 - 1 Hr/Mth 2) 03/15/2021 - Finances for Real Life - Lompoc CA - Inv Rel - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start: 06/2022 - 40 Hr/Mth 3) 05/09/2023 - Finances for Real Life - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/01/2023 - 120 Hours Per Month/60 Hours During Securities Trading - Time Spent 75% - I provide investment advisory services through Finances for Real Life an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-22
S63 Uniform Securities Agent State Law Examination 2021-06-23
  • S65 Uniform Investment Adviser Law Examination
    2021-11-22
  • S63 Uniform Securities Agent State Law Examination
    2021-06-23
Other Names
  • Peggy Sue Walker

View on SEC IAPD

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