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3612 Constellation Road, Lompoc, CA 93436 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-18 |
| CO | RA | APPROVED | 2023-05-05 |
| VA | RA | APPROVED | 2023-04-06 |
| CA | RA | APPROVED | 2023-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wanda T Toro Llc | Lompoc | CA | 05/2017 | 07/2022 |
| Raytheon Space And Airborne Systems | Lompoc | CA | 10/2016 | 04/2018 |
| Nova Sensors / Teledyne | Buellton | CA | 01/2013 | 09/2016 |
| Lpl Financial Llc | Lompoc | CA | 05/2017 | 03/2021 |
| Finances For Real Life | Lompoc | CA | 07/2022 | Present |
| Lpl Financial Llc | Lompoc | CA | 03/2021 | Present |
| Finances For Real Life | Lompoc | CA | 01/2023 | Present |
1) 03/15/2021 - Notary - State of California - Inv Rel - Start: 03/2019 - 1 Hr/Mth 2) 03/15/2021 - Finances for Real Life - Lompoc CA - Inv Rel - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start: 06/2022 - 40 Hr/Mth 3) 05/09/2023 - Finances for Real Life - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/01/2023 - 120 Hours Per Month/60 Hours During Securities Trading - Time Spent 75% - I provide investment advisory services through Finances for Real Life an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-23 |
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