Kenneth Joseph Phelps

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Reno, NV
• 01/2016 → 08/2019
  Bank Of America, N.A.
  Reno, NV
• 08/2019 → 05/2020
  Trinet
  Reno, NV
• 06/2020 → 06/2020
  High Mountain Door And Trim
  Reno, NV
• 06/2020 → 05/2021
  Neil Adams Construction
  Reno, NV
• 05/2021 → 08/2021
  Wesfab Construction
  Portola, CA
• 08/2021 → 12/2021
  Bank Of The West
  Reno, NV
• 08/2021 → 12/2021
  Bancwest Investment Services, Inc
  Reno, NV
• 12/2021 → 05/2022
  Wells Fargo Bank, Na
  Reno, NV
• 12/2021 → 05/2022
  Wells Fargo Clearing Services, Llc
  Reno, NV
• 05/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sparks, NV
• 01/2015 → 08/2019
  Truckee Meadows Community College
  Reno, NV
• 07/2022 → Present
  Bank Of America, N.A.
  Sparks, NV

Previous Registrations

• 2022-01-25 → 2022-05-05
  Wells Fargo Clearing Services, Llc
  Reno, NV
  Reno, NV
• 2021-08-24 → 2021-12-13
  Bancwest Investment Services, Inc.
  Reno, NV
• 2018-09-20 → 2019-08-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Reno, NV
  Reno, NV
  Reno, NV
  Minden, NV
  Reno, NV

Exams

• S66 Uniform Combined State Law Examination
  2018-09-04

Other Names

• Kenneth Phelps
• Kenneth Joseph Phelps
• Kenneth J Phelps