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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-16
TX RA APPROVED_RES 2022-07-05
NV RA APPROVED 2022-06-16
  • CA RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • NV RA
    APPROVED
    Since 2022-06-16

Branch Locations

5370 Kietzke Ln, Reno, NV 89511 • United States

Portola, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reno NV 01/2016 08/2019
Bank Of America, N.A. Reno NV 01/2016 08/2019
Trinet Reno NV 08/2019 05/2020
High Mountain Door And Trim Reno NV 06/2020 06/2020
Neil Adams Construction Reno NV 06/2020 05/2021
Wesfab Construction Portola CA 05/2021 08/2021
Bank Of The West Reno NV 08/2021 12/2021
Bancwest Investment Services, Inc Reno NV 08/2021 12/2021
Wells Fargo Bank, Na Reno NV 12/2021 05/2022
Wells Fargo Clearing Services, Llc Reno NV 12/2021 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sparks NV 05/2022 Present
Truckee Meadows Community College Reno NV 01/2015 08/2019
Bank Of America, N.A. Sparks NV 07/2022 Present
  • 01/2016 → 08/2019
    Reno, NV
  • 01/2016 → 08/2019
    Bank Of America, N.A.
    Reno, NV
  • 08/2019 → 05/2020
    Trinet
    Reno, NV
  • 06/2020 → 06/2020
    High Mountain Door And Trim
    Reno, NV
  • 06/2020 → 05/2021
    Neil Adams Construction
    Reno, NV
  • 05/2021 → 08/2021
    Wesfab Construction
    Portola, CA
  • 08/2021 → 12/2021
    Bank Of The West
    Reno, NV
  • 08/2021 → 12/2021
    Bancwest Investment Services, Inc
    Reno, NV
  • 12/2021 → 05/2022
    Wells Fargo Bank, Na
    Reno, NV
  • 12/2021 → 05/2022
    Reno, NV
  • 05/2022 → Present
    Sparks, NV
  • 01/2015 → 08/2019
    Truckee Meadows Community College
    Reno, NV
  • 07/2022 → Present
    Bank Of America, N.A.
    Sparks, NV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
  • S66 Uniform Combined State Law Examination
    2018-09-04
Other Names
  • Kenneth Phelps
  • Kenneth Joseph Phelps
  • Kenneth J Phelps

View on SEC IAPD

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