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Leo Michael Mercer

Equitable Advisors, LLC

Columbia, MD

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-20
MD RA APPROVED 2018-04-06
  • TX RA
    APPROVED
    Since 2018-08-20
  • MD RA
    APPROVED
    Since 2018-04-06

Branch Locations

6200 Old Dobbin Lane Suite 100, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vectorworks Columbia MD 01/2017 05/2017
University Of Maryland Baltimore County Catonsville MD 08/2013 05/2017
Axa Advisors Llc New York NY 07/2017 06/2020
Equitable Advisors, Llc New York NY 07/2017 Present
  • 01/2017 → 05/2017
    Vectorworks
    Columbia, MD
  • 08/2013 → 05/2017
    University Of Maryland Baltimore County
    Catonsville, MD
  • 07/2017 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 07/2017 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-28
S63 Uniform Securities Agent State Law Examination 2017-09-05
  • S65 Uniform Investment Adviser Law Examination
    2018-03-28
  • S63 Uniform Securities Agent State Law Examination
    2017-09-05
Other Names
  • Leo Mercer

View on SEC IAPD

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CHRISTOPHER ANTHONY SCHIPSKE
CHRISTOPHER ANTHONY SADOWSKI
YA MENG
EMELIA ADUTWUMWAA SARBENG
ZHIYUAN ZHANG
Yan Zhang
NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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