David Anthony Cervantes

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 06/2017
  Pinnacle Bank
  Lincoln, NE
• 05/2015 → 06/2017
  Usmc
  Des Moines, IA
• 06/2017 → 03/2018
  Thrivent Investment Management Inc
  Lincoln, NE
• 07/2017 → 01/2018
  Thrivent Financial
  Appleton, WI
• 01/2018 → 03/2018
  Thrivent Financial
  Appleton, WI
• 03/2018 → 09/2021
  Morgan Stanley Wealth Managment
  Lincoln, NE
• 03/2018 → 09/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 12/2021 → 07/2023
  Ameriprise Financial Services, Llc
  Lincoln, NE
• 09/2021 → 12/2021
  Unemployed
  Lincoln, NE
• 07/2023 → Present
  Nationwide Investment Services Corporation
  Columbus, OH

Previous Registrations

• 2022-02-01 → 2023-03-28
  Ameriprise Financial Services, Llc
  Lincoln, NE
• 2018-03-20 → 2021-10-15
  Morgan Stanley
  Lincoln, NE
• 2017-11-22 → 2018-03-01
  Thrivent Investment Management Inc.
  Omaha, NE
  Lincoln, NE

Exams

• S66 Uniform Combined State Law Examination
  2017-11-09

Other Names

• David Cervantes