Christine Lee

Employer firm

Sofi Wealth LLC CRD 167958

$2.05B regulatory AUM 7,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 01/2025
  Morgan Stanley
  Berwyn, PA
• 09/2015 → 11/2019
  University System Of New Hampshire Biz Serv Off
  Durham, NH
• 12/2019 → 01/2025
  Morgan Stanley Private Bank, N.A
  New York, NY
• 07/2021 → 01/2022
  Congressional Country Club Inc
  Bethesda, MD
• 01/2019 → 01/2019
  Ubs
  La Jolla, CA
• 02/2025 → 09/2025
  J.P. Morgan Securities Llc
  Philadelphia, PA
• 02/2025 → 09/2025
  Jpmorgan Chase Bank, N.A.
  Philadelphia, PA
• 07/2017 → 08/2017
  Morgan Stanley
  Newington, NH
• 06/2024 → 01/2025
  Lpga Amateurs - Philadelphia Chapter
  Daytona Beach, FL
• 12/2023 → 01/2025
  Wise - Women In Sports And Events Nyc
  New York, NY
• 04/2026 → Present
  Sofi Securities Llc
  Greenville, DE
• 04/2026 → Present
  Sofi Wealth Llc
  Greenville, DE
• 08/2025 → Present
  Birch & Beam Co.
  Philadelphia, PA

Previous Registrations

• 2025-02-05 → 2025-09-18
  J.P. Morgan Securities Llc
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
• 2020-03-16 → 2025-02-10
  Morgan Stanley
  Washington, DC
  Berwyn, PA
  Philadelphia, PA
  Berwyn, PA

Other Businesses

Birch & Beam Co. 533 E Girard Ave Unit #684, Philadelphia, PA 19125 residential renovations 5-10 hours/month 0 hours during securities trading hours administrative duties, marketing and brand development, design consultation

Exams

• S66 Uniform Combined State Law Examination
  2020-03-13

Other Names

• Christine Y Lee
• Christine Lee
• Christine Young Lee