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Laura Catherine Stotz

Morgan Stanley

Colchester, VT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
VT RA APPROVED 2019-12-04
CT RA APPROVED 2017-09-05
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • VT RA
    APPROVED
    Since 2019-12-04
  • CT RA
    APPROVED
    Since 2017-09-05

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Fieldstone Companies, Inc. Monroe CT 09/2011 06/2017
Morgan Stanley Colchester VT 06/2017 Present
Morgan Stanley Private Bank, National Association New York NY 10/2017 Present
  • 09/2011 → 06/2017
    The Fieldstone Companies, Inc.
    Monroe, CT
  • 06/2017 → Present
    Morgan Stanley
    Colchester, VT
  • 10/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-05
  • S66 Uniform Combined State Law Examination
    2017-09-05
Other Names
  • Laura Stotz Malone

View on SEC IAPD

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