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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-04
  • NY RA
    APPROVED
    Since 2023-02-04

Branch Locations

New York, NY • United States

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Cwm Retail, Sales 2350 Broadway, New York, NY 10024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc New Windsor NY 08/2019 01/2022
New York Life Ins Company New Windsor NY 05/2017 01/2022
Rustic Wheelhouse Chester NY 08/2015 08/2017
Citigroup New York NY 01/2022 Present
  • 08/2019 → 01/2022
    Nylife Securities Llc
    New Windsor, NY
  • 05/2017 → 01/2022
    New York Life Ins Company
    New Windsor, NY
  • 08/2015 → 08/2017
    Rustic Wheelhouse
    Chester, NY
  • 01/2022 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-04
S63 Uniform Securities Agent State Law Examination 2019-10-29
  • S65 Uniform Investment Adviser Law Examination
    2023-02-04
  • S63 Uniform Securities Agent State Law Examination
    2019-10-29

View on SEC IAPD

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