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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-04 |
Branch Locations
Cwm Retail, Sales 2350 Broadway, New York, NY 10024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | New Windsor | NY | 08/2019 | 01/2022 |
| New York Life Ins Company | New Windsor | NY | 05/2017 | 01/2022 |
| Rustic Wheelhouse | Chester | NY | 08/2015 | 08/2017 |
| Citigroup | New York | NY | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-29 |
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