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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-04-28 |
| WA | RA | APPROVED | 2026-04-28 |
| GA | RA | APPROVED | 2026-02-06 |
| AZ | RA | APPROVED | 2025-07-09 |
| HI | RA | APPROVED | 2025-04-17 |
| MD | RA | APPROVED | 2024-01-17 |
| CO | RA | APPROVED | 2024-01-16 |
| CT | RA | APPROVED | 2023-12-08 |
| IL | RA | APPROVED | 2023-07-03 |
| DE | RA | APPROVED | 2023-05-05 |
| SC | RA | APPROVED | 2022-12-22 |
| MN | RA | APPROVED | 2021-09-17 |
| CA | RA | APPROVED | 2021-06-29 |
| NY | RA | APPROVED | 2021-04-16 |
| FL | RA | APPROVED | 2021-02-18 |
| ME | RA | APPROVED | 2020-01-17 |
| VA | RA | APPROVED | 2020-01-17 |
| MA | RA | APPROVED | 2019-12-11 |
| PA | RA | APPROVED | 2019-12-04 |
| NC | RA | APPROVED | 2019-11-28 |
| OH | RA | APPROVED | 2018-04-20 |
| TX | RA | APPROVED | 2018-04-18 |
| NJ | RA | APPROVED | 2017-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Service Works Inc. | Farmingdale | NJ | 07/2014 | 03/2017 |
| C&A Financial Group | Wall | NJ | 04/2017 | Present |
| Guardian Life Insurance Co Of America | Wall | NJ | 05/2017 | Present |
| Park Avenue Securities, Llc | Wall | NJ | 05/2017 | Present |
1. Commitment to Excellence LLC- payroll for assistants hired, Start date: 1/1/2022, Address: 2111 Route 34 S Wall NJ 07719, 5 total hours per month; 5 during securities trading hours, Not Investment related, No annual compensation, 2. Ash Brokerage-Insurance other than Guardian, Start date: 8/19/2025, Address: 2111 Route 34 S Wall NJ 07719, 1 total hour per month; 1 during securities trading hours, Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-30 |
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