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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-03-10
WA RA APPROVED 2019-05-30
  • AK RA
    APPROVED
    Since 2026-03-10
  • WA RA
    APPROVED
    Since 2019-05-30

Branch Locations

2201 Jordan Ave, Juneau, AK 99801-8050 • United States

126 Wells Ave S, Renton, WA 98057 • United States

15215 Se 272Nd St Ste 204, Kent, WA 98042-9918 • United States

Black Diamond, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Agp Wealth Advisors Renton WA 06/2017 08/2017
Tahoma School District/ Washington State University Maple Valley/ Pullman, Wa WA 06/2007 06/2018
Ameriprise Financial Services, Inc Bellevue WA 08/2018 03/2020
Ameriprise Financial Services, Llc Renton WA 03/2020 Present
  • 06/2017 → 08/2017
    Agp Wealth Advisors
    Renton, WA
  • 06/2007 → 06/2018
    Tahoma School District/ Washington State University
    Maple Valley/ Pullman, Wa, WA
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Bellevue, WA
  • 03/2020 → Present
    Renton, WA
Other Businesses

Business Ownership; TPE Holdings, LLC; Member; LLC That holds ownership; 126 Wells Ave S, , Renton, WA, 98057; Investment-Related; 06/30/2025; 0 hours per month; 0 during trading hours. Outside Employment; Heritage Wealth Advisors LLC; Employee; Manage advisory business; 2630 77th Ave Se, , Mercer Island, WA, 98040; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-04-01
S65 Uniform Investment Adviser Law Examination 2019-03-04
  • S63 Uniform Securities Agent State Law Examination
    2019-04-01
  • S65 Uniform Investment Adviser Law Examination
    2019-03-04

View on SEC IAPD

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