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Lev David Brickman

Ameriprise Financial Services, LLC

Melville, NY

West Islip, NY

CRD 3173097

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-20
TX RA APPROVED_RES 2014-01-22
NJ RA APPROVED 2009-10-05
  • NY RA
    APPROVED
    Since 2022-04-20
  • TX RA
    APPROVED_RES
    Since 2014-01-22
  • NJ RA
    APPROVED
    Since 2009-10-05

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

West Islip, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 10/2009 03/2020
Ameriprise Financial Services, Inc. Melville NY 10/2009 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Melville, NY
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Melville, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Melville, NY
Previous Registrations
  • 2009-04-20 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-17
S63 Uniform Securities Agent State Law Examination 1999-02-03
  • S65 Uniform Investment Adviser Law Examination
    2009-04-17
  • S63 Uniform Securities Agent State Law Examination
    1999-02-03

View on SEC IAPD

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