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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-28 |
| IL | RA | APPROVED | 2020-07-09 |
Branch Locations
190 S Lasalle St, Chicago, IL 60603 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2017 | 07/2018 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 11/2017 | 07/2018 |
| Bank Of America | Chicago | IL | 06/2007 | 06/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2018 | 07/2018 |
| Heritage Planning Partners, Northwestern Mutual | Chicago | IL | 07/2018 | 03/2019 |
| Michael D Aquila | Chicago | IL | 07/2018 | 04/2019 |
| Benjamin Voigt | Chicago | IL | 07/2018 | 04/2019 |
| Northwetern Mutual Wealth Management Company | Milwaukee | WI | 06/2017 | 07/2018 |
| Caroline Rennemann | Chicago | IL | 08/2018 | 04/2020 |
| Thrivent Investment Management Inc | Chicago | IL | 04/2020 | Present |
| Thrivent Financial | Appleton | WI | 05/2020 | Present |
CAROLINE RENNEMANN POSITION: Dog Walker NATURE: Contractor of pet services such as dog walking and overnight pet sitting. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 1229 N. Sedgwick St., Chicago IL 60610, United States DESCRIPTION: Walk dogs in the evening or on the weekends. Provide overnight pet sitting services in my home. RENTAL PROPERTIES POSITION: My Husband owns properties NATURE: My husband owes two properties in the City of Chicago that he rents out. One was his primary residence until we got married. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/07/2020 ADDRESS: 1229 N. Sedgwick St., Chicago IL 60610, United States DESCRIPTION: We manage the properties and take care of repairs as needed. If a tenant doesn't renew a lease, we then have to post ads for new tenants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-18 |
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