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Caroline Ann Rennemann

Thrivent Investment Management Inc.

Chicago, IL

Chicago, IL

CRD 6800594

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-28
IL RA APPROVED 2020-07-09
  • TX RA
    APPROVED
    Since 2021-01-28
  • IL RA
    APPROVED
    Since 2020-07-09

Branch Locations

190 S Lasalle St, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 07/2018
Northwestern Mutual Investment Services Llc Chicago IL 11/2017 07/2018
Bank Of America Chicago IL 06/2007 06/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2018 07/2018
Heritage Planning Partners, Northwestern Mutual Chicago IL 07/2018 03/2019
Michael D Aquila Chicago IL 07/2018 04/2019
Benjamin Voigt Chicago IL 07/2018 04/2019
Northwetern Mutual Wealth Management Company Milwaukee WI 06/2017 07/2018
Caroline Rennemann Chicago IL 08/2018 04/2020
Thrivent Investment Management Inc Chicago IL 04/2020 Present
Thrivent Financial Appleton WI 05/2020 Present
  • 06/2017 → 07/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2017 → 07/2018
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 06/2007 → 06/2017
    Bank Of America
    Chicago, IL
  • 03/2018 → 07/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2018 → 03/2019
    Heritage Planning Partners, Northwestern Mutual
    Chicago, IL
  • 07/2018 → 04/2019
    Michael D Aquila
    Chicago, IL
  • 07/2018 → 04/2019
    Benjamin Voigt
    Chicago, IL
  • 06/2017 → 07/2018
    Northwetern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2018 → 04/2020
    Caroline Rennemann
    Chicago, IL
  • 04/2020 → Present
    Chicago, IL
  • 05/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

CAROLINE RENNEMANN POSITION: Dog Walker NATURE: Contractor of pet services such as dog walking and overnight pet sitting. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 1229 N. Sedgwick St., Chicago IL 60610, United States DESCRIPTION: Walk dogs in the evening or on the weekends. Provide overnight pet sitting services in my home. RENTAL PROPERTIES POSITION: My Husband owns properties NATURE: My husband owes two properties in the City of Chicago that he rents out. One was his primary residence until we got married. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/07/2020 ADDRESS: 1229 N. Sedgwick St., Chicago IL 60610, United States DESCRIPTION: We manage the properties and take care of repairs as needed. If a tenant doesn't renew a lease, we then have to post ads for new tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-07
S63 Uniform Securities Agent State Law Examination 2017-11-18
  • S66 Uniform Combined State Law Examination
    2020-07-07
  • S63 Uniform Securities Agent State Law Examination
    2017-11-18
Other Names
  • Caroline Ann Delagrange
  • Caroline Ann Delagrange
  • Carrie Rennemann
  • Carrie Rennemann
  • Caroline Ann Delagrange

View on SEC IAPD

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