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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-06-17
LA RA APPROVED 2024-05-23
TX RA APPROVED 2017-09-06
  • AR RA
    APPROVED
    Since 2024-06-17
  • LA RA
    APPROVED
    Since 2024-05-23
  • TX RA
    APPROVED
    Since 2017-09-06

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

1325 Barksdale Boulevard Suite 207, Bossier City, LA 71111 • United States

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Reserves Fort Worth TX 10/2014 Present
Centenary College Of Louisiana Shreveport LA 08/2015 04/2017
First Command Advisory Services Fort Worth TX 05/2017 09/2017
First Command Financial Planning Inc Fort Worth TX 09/2017 Present
First Command Advisory Services Fort Worth TX 09/2017 Present
First Command Insurance Services Inc. Fort Worth TX 09/2017 Present
  • 10/2014 → Present
    United States Army Reserves
    Fort Worth, TX
  • 08/2015 → 04/2017
    Centenary College Of Louisiana
    Shreveport, LA
  • 05/2017 → 09/2017
    Fort Worth, TX
  • 09/2017 → Present
    First Command Financial Planning Inc
    Fort Worth, TX
  • 09/2017 → Present
    Fort Worth, TX
  • 09/2017 → Present
    First Command Insurance Services Inc.
    Fort Worth, TX
Other Businesses

(1) Name of the other business: United States Army Reserves Whether the business is investment-related: No Address of the other business: 11280 White Settlement Rd, Fort Worth, TX 76108 Nature of the other business: Military Your position, title, or relationship with the other business: Soldier The start date of your relationship: 08/01/15 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Soldier in the United States Army Reserves (2) Name of the other business: Warrior's Shield LLC Whether the business is investment-related: No Address of the other business: Sierra Vista AZ Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Feb 15, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Owner of LCC that is used to sign lease agreements. No dollars go through this LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-07
  • S66 Uniform Combined State Law Examination
    2017-08-07

View on SEC IAPD

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