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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Sapp Insurance | Texas City | TX | 06/2004 | 03/2017 |
| J.P. Morgan Securities Llc | Baytown | TX | 05/2017 | Present |
| Unemployed | Dickinson | TX | 03/2017 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | Baytown | TX | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-05 |
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