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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-04
  • CA RA
    APPROVED
    Since 2021-10-04

Branch Locations

245 Santa Helena, Solana Beach, CA 92075 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Palm Springs CA 05/2011 09/2021
J.P. Morgan Securities Llc Palm Springs CA 10/2012 09/2021
Jpmorgan Chase Bank, N.A. Yucca Valley CA 01/2018 09/2021
Wells Fargo Clearing Services, Llc Carlsbad CA 09/2021 Present
Wells Fargo Bank, Na Carlsbad CA 09/2021 Present
  • 05/2011 → 09/2021
    Jpmorgan Chase Bank Na
    Palm Springs, CA
  • 10/2012 → 09/2021
    Palm Springs, CA
  • 01/2018 → 09/2021
    Jpmorgan Chase Bank, N.A.
    Yucca Valley, CA
  • 09/2021 → Present
    Carlsbad, CA
  • 09/2021 → Present
    Wells Fargo Bank, Na
    Carlsbad, CA
Previous Registrations
  • 2012-10-01 → 2021-09-02
    Palm Springs, CA
    Palm Springs, CA
    La Quinta, CA
    Yucca Valley, CA
    Beaumont, CA
    Banning, CA
    Desert Hot Springs, CA
    San Jacinto, CA
    San Jacinto, CA
    Hemet, CA
    San Jacinto, CA
    San Jacinto, CA
    San Jacinto, CA
    Beaumont, CA
    Banning, CA
    Desert Hot Springs, CA
    La Quinta, CA
    Yucca Valley, CA
    Del Mar, CA
  • 2011-06-16 → 2012-10-01
    Chase Investment Services Corp.
    Palm Springs, CA
  • 2008-09-24 → 2010-02-19
    La Quinta, CA
    Los Angeles, CA
    La Quinta, CA
Other Businesses

GRUBHUB, NOT INVT RELATED, OCEANSIDE, CA, DELIVERY DRIVER, START DATE 11/15/2021, 20 HRS PER MONTH, 0 HRS DURING TRADING, DELIVER ORDERED FOOD. UBER EATS ; NOT INV RELATED; SAN FRANCISCO,CA; FOOD DELIVERY;DELIVERY DRIVER; START DATE: 08/01/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-31
S63 Uniform Securities Agent State Law Examination 2005-11-08
  • S66 Uniform Combined State Law Examination
    2008-07-31
  • S63 Uniform Securities Agent State Law Examination
    2005-11-08
Other Names
  • Scott B Moser
  • Scott Bradley Moser
  • Scott Moser

View on SEC IAPD

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